audit-support-workpaper-requirements

Sub-skill of audit-support: Workpaper Requirements (+2).

5 stars

Best use case

audit-support-workpaper-requirements is best used when you need a repeatable AI agent workflow instead of a one-off prompt.

Sub-skill of audit-support: Workpaper Requirements (+2).

Teams using audit-support-workpaper-requirements should expect a more consistent output, faster repeated execution, less prompt rewriting.

When to use this skill

  • You want a reusable workflow that can be run more than once with consistent structure.

When not to use this skill

  • You only need a quick one-off answer and do not need a reusable workflow.
  • You cannot install or maintain the underlying files, dependencies, or repository context.

Installation

Claude Code / Cursor / Codex

$curl -o ~/.claude/skills/workpaper-requirements/SKILL.md --create-dirs "https://raw.githubusercontent.com/vamseeachanta/workspace-hub/main/.agents/skills/_archive/business/finance/audit-support/workpaper-requirements/SKILL.md"

Manual Installation

  1. Download SKILL.md from GitHub
  2. Place it in .claude/skills/workpaper-requirements/SKILL.md inside your project
  3. Restart your AI agent — it will auto-discover the skill

How audit-support-workpaper-requirements Compares

Feature / Agentaudit-support-workpaper-requirementsStandard Approach
Platform SupportNot specifiedLimited / Varies
Context Awareness High Baseline
Installation ComplexityUnknownN/A

Frequently Asked Questions

What does this skill do?

Sub-skill of audit-support: Workpaper Requirements (+2).

Where can I find the source code?

You can find the source code on GitHub using the link provided at the top of the page.

SKILL.md Source

# Workpaper Requirements (+2)

## Workpaper Requirements


Every control test should be documented with:

1. **Control identification:**
   - Control number/ID
   - Control description (what is done, by whom, how often)
   - Control type (manual, automated, IT-dependent manual)
   - Control frequency
   - Risk and assertion addressed

2. **Test design:**
   - Test objective (what you are trying to determine)
   - Test procedures (step-by-step instructions)
   - Expected evidence (what you expect to see if the control is effective)
   - Sample selection methodology and rationale

3. **Test execution:**
   - Population description and size
   - Sample selection details (method, items selected)
   - Results for each sample item (pass/fail with specific evidence examined)
   - Exceptions noted with full description

4. **Conclusion:**
   - Overall assessment (effective / deficiency / significant deficiency / material weakness)
   - Basis for conclusion
   - Impact assessment for any exceptions
   - Compensating controls considered (if applicable)

5. **Sign-off:**
   - Tester name and date
   - Reviewer name and date


## Evidence Standards


**Sufficient evidence includes:**
- Screenshots showing system-enforced controls
- Signed/initialed approval documents
- Email approvals with identifiable approver and date
- System audit logs showing who performed the action and when
- Re-performed calculations with matching results
- Observation notes (with date, location, observer)

**Insufficient evidence:**
- Verbal confirmations alone (must be corroborated)
- Undated documents
- Evidence without identifiable performer/approver
- Generic system reports without date/time stamps
- "Per discussion with [name]" without corroborating documentation


## Working Paper Organization


Organize testing files by control area:

```
SOX Testing/
├── [Year]/
│   ├── Scoping and Risk Assessment/
│   ├── Revenue Cycle/
│   │   ├── Control Matrix
│   │   ├── Walkthrough Documentation
│   │   ├── Test Workpapers (one per control)
│   │   └── Supporting Evidence
│   ├── Procure to Pay/
│   ├── Payroll/
│   ├── Financial Close/
│   ├── Treasury/
│   ├── Fixed Assets/
│   ├── IT General Controls/
│   ├── Entity Level Controls/
│   └── Summary and Conclusions/
│       ├── Deficiency Evaluation
│       └── Management Assessment
```

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